COMPLIANCE ASSISTANT | ref.MF985
We have an interesting opportunity available for an experienced compliance professional to join a small/medium sized CSP with friendly staff and management.
As Compliance Assistant, you will work closely with the MLRO and will ideally have previous experience in the CSP sector on the Isle of Man.
KEY RESPONSIBILITIES INCLUDE
Assistant member in the Compliance & Risk department, assisting the Head of Compliance in day-to-day duties.
Updating client database as required.
Assistance with AEOI administration and submissions.
Undertake any ad hoc assignments or analyses.
Carry out monitoring on areas of FMSL as per the FMSL monitoring schedule.
Carry out risk reviews on clients.
Assist the Head of Compliance in updating policies and procedures per local regulatory developments and best business practices.
Sign off CDD for new clients and when up to date CDD is required.
Assist in maintaining regulatory registers.
Assist in preparing management and board reports.
SKILLS AND EXPERIENCE
Willingness to learn and undertake a professional qualification.
Experience in the CSP sector on the Isle of Man.
Good interpersonal skills.
Viewpoint knowledge is preferable but not essential.
Strong organisational skills.
To discuss this role further, please email your CV to email@example.com or call us on 01624 698900, quoting reference MF985.