COMPLIANCE MANAGER | ref. 322
Job purpose description : The compliance manager role covers end-to-end independent compliance monitoring from pre-planning through to the closure of findings to provide assurance that the group is conducting business in accordance with the relevant laws and regulations to avoid operational losses or reputational damage to the organisation.
Preferred qualifications, certifications or professional memberships: A relevant degree with field of study audit or risk or compliance or legal would be beneficial. Membership of a relevant regulatory or compliance institute would be beneficial.
Years: 3-4 years Experience Description: The role requires relevant experience in the financial services industry, specifically Compliance, and preferably with experience in Wealth, Private Clients and Trust services. The role requires compliance monitoring experience or equivalent e.g. Audit (Internal or External)
To discuss this role further please email your CV to firstname.lastname@example.org or call us on
01624 698900, quoting reference MF322.