COMPLIANCE OFFICER | ref.MF437
Full time or part time position.
Our client is currently seeking an experienced compliance officer to join their busy team.
Key Responsibilities: Responsible for ensuring all aspects of Compliance and AML codes are managed and policies and procedures comply with codes and are adhered to. Manage the risk profiling of the company’s operations, products and clients including consideration of external risk factors. Undertake spot checks to ensure compliance monitoring program is maintained. Produce quarterly Compliance report and attend board meetings to present these. Organise appropriate AML staff training.
The successful candidate will have current or prior approval by FSA in Compliance or MLRO role. In depth knowledge of FSA regulations and a willingness to acquire new knowledge on an ongoing basis. A recognised compliance qualification.
To discuss this role further please email your CV to firstname.lastname@example.org or call us on 01624 698900, quoting reference MF437.