Regulatory Compliance Specialist

  • Job Reference: MF939
  • Date Posted: 21 October 2022
  • Recruiter: McKenzie Fox
  • Location: Douglas
  • Salary: On Application
  • Sector: Legal / Compliance / Risk
  • Job Type: Permanent
  • Work Hours: Full Time
  • Contact: Admin Admin
  • Email:
  • Telephone: 01624 698900

Job Description


An international investment business is currently expanding their Group Risk, Legal and Compliance Team.

Our client is seeking Regulatory Compliance Specialists to join their busy team and support and embed the regulatory risk framework.

You will have a genuine interest in protecting the business, understanding the markets in which the business operates and supporting continuous improvement.

This role offers excellent development opportunities and ongoing support from a knowledgeable team.


Supporting the submission of regulatory returns for the Group.

Maintenance of various internal governance papers and registers.

Undertaking compliance assurance reviews.

Reviewing and responding to regulatory consultations.

Monitoring and interpreting regulation.

Preparation of Board and Committee reports.

Providing regulatory advice and support to key strategic projects.


The successful candidate will ideally:

Hold a relevant industry qualification or be willing to work towards e.g., ICA International Diploma or equivalent.

Have knowledge of regulations and legislation within the financial services sector.

Have the ability to influence and challenge constructively.

Be able to work independently to tight deadlines.

Have strong written and verbal communications.

To discuss this role further please email your CV to or call us on 01624 698900 quoting reference MF939.