SENIOR COMPLIANCE ANALYST | ref.MF10
Full time preferable but part time hours may be considered.
A fantastic opportunity has become available to be a Senior Compliance Analyst as part of a busy Compliance Department.
Reporting to Head of Compliance, you will provide compliance assistance, advice and support to all parts of the Group but primarily to trust and corporate and pension services.
KEY RESPONSIBILITIES INCLUDE
Providing ongoing advice and support on regulatory compliance matters, as required.
Maintenance of regulatory registers.
Development, delivery and reporting of the compliance monitoring programme.
Providing risk based due diligence, new client and periodic client review advice and support.
Providing anti-money laundering, terrorist financing, sanctions, facilitation of tax evasion, bribery and corruption advice, coaching and support.
Approving high risk new clients and periodic file reviews.
Supporting the maintenance of the risk management framework.
Identifying new or changed compliance risks.
Providing proactive support in the identification and implementation of developments to the compliance framework.
Coordinating the delivery of any regulatory change initiatives or projects impacting the businesses.
Proactive preparation and maintenance of Compliance Manuals, policies and associated documentation.
Contributing to the preparation and development of AML/CFT and other regulatory training.
SKILLS AND EXPERIENCE
Certificate or Diploma in Compliance is desirable but not essential as previous experience in the role is key.
Experience working within the requirements of the Financial Services Rule Book and the AML/CFT Code, with at least 5 years’ experience.
A working knowledge of CCH, Laserfiche and ViewPoint would be an advantage but not essential.
Strong communication skills
Able to work under pressure and to strict deadlines.
To discuss this role further please email your CV to email@example.com or call us on 01624 698900 quoting reference MF10.