Senior Compliance Manager | MKF303

  • Job Reference: 00001754-1
  • Date Posted: 7 December 2024
  • Recruiter: McKenzie Fox
  • Location: Isle of Man
  • Salary: On Application
  • Sector: Legal / Compliance / Risk
  • Job Type: Permanent

Job Description

Our client is seeking a Permanent Senior Compliance Manager for a role based in Isle of Man. As the Senior Manager in Risk & Compliance, the primary responsibility will be to ensure compliance with Isle of Man regulatory requirements, complete regulatory reporting and submissions, and manage people.

Essential Requirements

  • Qualified Compliance Professional
  • People management skills
  • Excellent communication skills (both written and oral)
  • High level of accuracy and attention to detail
  • Ability to mentor others
  • Completer finisher
  • Ability to work to tight deadlines

Main Responsibilities and Duties include acting as Compliance Officer and DMLRO for IOM, managing responsibilities for regulatory requirements, developing new AML, CFT and Compliance policies, providing guidance to the business, maintaining accurate MI records, producing reports, reviewing new business packs and Client Due Diligence, completing ad-hoc Risk & Compliance projects, promoting awareness of regulatory principles, ensuring compliance with policies and procedures, maintaining an up to date understanding of relevant legal and regulatory requirements, and attending relevant seminars and conferences.

The company is a publicly listed, global professional services business with deep expertise in fund, corporate and private client services. The business culture aligns with the best interests of all stakeholders, and success is built on service excellence, long-term relationships, and technology capabilities that drive efficiency and add value.